Securities regulation

Trader Ryan Falvey works on the floor of the New York Stock Exchange, Thursday, May 9, 2019. Stocks are opening broadly lower on Wall Street as investors keep a close eye on trade talks between the U.S. and China. (AP Photo/Richard Drew)
May 10, 2019 - 12:44 am
TOKYO (AP) — Shares were mostly higher in Asia on Friday in volatile trading, with mainland Chinese stocks bouncing more than 3% as regulators apparently stepped in to support the markets. The Shanghai Composite index surged 3.1% to 2,939.21 while the A-share index in the smaller market of Shenzhen...
Read More
FILE - In this Thursday, March 14, 2019 file photo, Tesla CEO Elon Musk speaks before unveiling the Model Y at the company's design studio in Hawthorne, Calif. Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approval by a company-employed expert. The Securities and Exchange Commission and Musk reached the agreement, which they detailed in filings Friday, April 26, 2019 in federal court in Manhattan. (AP Photo/Jae C. Hong, File)
April 26, 2019 - 4:55 pm
WASHINGTON (AP) — Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approved by a company-employed expert. The Securities and Exchange Commission and Musk...
Read More
FILE - In this April 4, 2019, file photo, Tesla CEO Elon Musk leaves Manhattan Federal Court, in New York. In a letter filed on Thursday, April 18, 2019, lawyers for Musk and the U.S. government asked for another week to negotiate a deal to keep Musk from being found in contempt of court. (AP Photo/Richard Drew, File)
April 18, 2019 - 3:40 pm
NEW YORK (AP) — Lawyers for Tesla CEO Elon Musk and U.S. securities regulators are getting another week to negotiate a deal to keep Musk from being found in contempt of court. Both sides say in a letter filed Thursday with a federal court in New York that they talked for over an hour this week and...
Read More
In this July 1, 2016 photo, Bob McDevitt, left, president of Local 54 of the Unite Here casino workers union, speaks to reporters outside the Trump Taj Mahal casino in Atlantic City N.J. hours after the union went on strike against the casino, which was owned by billionaire investor Carl Icahn. On Wednesday, April 10, 2019, McDevitt's union called on casino regulators in New Jersey, Nevada and Ohio to protect casino workers from hedge fund or private equity firms that own casinos if they seek to quickly extract profits from the properties while hurting workers. (AP Photo/Wayne Parry)
April 10, 2019 - 11:12 am
ATLANTIC CITY, N.J. (AP) — The nation's largest casino workers union is asking gambling regulators to protect employees from neglect by hedge funds or private equity firms seeking short-term returns from casino ownership. Unite Here approached gambling regulators in three states Wednesday, asking...
Read More
Tesla CEO Elon Musk, center, arrives at Manhattan Federal Court, in New York, Thursday, April 4, 2019. Musk and his lawyers were appearing before a federal judge in New York who will decide whether the Tesla CEO should be held in contempt of court for violating an agreement with the U.S. Securities and Exchange Commission.(AP Photo/Richard Drew)
April 05, 2019 - 10:25 am
DETROIT (AP) — A federal judge in New York has ordered Tesla CEO Elon Musk and U.S. securities regulators to meet for at least an hour to try and settle a dispute over Musk's tweets. Judge Alison Nathan also told both sides Friday to send her a letter by April 18 saying whether they have reached a...
Read More
A supporter of Brexit holds a sign saying 'Just hoot, we voted leave' while others continue with their daily activities outside the Houses of Parliament in Westminster, London, ahead of the latest round of debates in the House of Commons concerning Brexit issues, Monday April 1, 2019. (Rebecca Brown/PA via AP)
April 01, 2019 - 8:48 pm
LONDON (AP) — The Latest on Britain's exit from the European Union (all times local): 10:50 p.m. The European Parliament's top Brexit official says the U.K. has a "last chance" to break the deadlock on leaving the European Union. Guy Verhofstadt tweeted the comments soon after Britain's Parliament...
Read More
FILE - In this Nov. 14, 2018 file photo Britain's Prime Minister Theresa May announces that her Cabinet has agreed to a draft Brexit deal with the European Union after "impassioned" debate, outside 10 Downing Street in London. May told lawmakers Wednesday she is prepared to step down "earlier than I intended" in order to win passage of her Brexit divorce deal from the European Union. (AP Photo/Matt Dunham, File)
March 28, 2019 - 12:19 am
LONDON (AP) — The Latest on Brexit (all times local): 9:50 p.m. British lawmakers have voted on eight different possible Brexit options, but none received the majority support that would clarify the U.K.'s course. Parliament is trying to find an alternative to Prime Minister Theresa May's twice-...
Read More
Britain's Prime Minister Theresa May leaves 10 Downing street to attend her weekly Prime Minster's Questions at the House of Commons, in London, Wednesday, March 27, 2019. British lawmakers are preparing to vote Wednesday on alternatives for leaving the European Union as they seek to end an impasse following the overwhelming defeat of the deal negotiated by Prime Minister Theresa May. (AP Photo/Alastair Grant)
March 27, 2019 - 6:36 am
LONDON (AP) — British lawmakers were preparing to vote Wednesday on multiple options for leaving the European Union as they sought to bring some clarity to the country's tortured Brexit process. In the wake of two overwhelming defeats for Prime Minister Theresa May's withdrawal agreement with the...
Read More
March 22, 2019 - 3:43 pm
SAN FRANCISCO (AP) — Pinterest is pinning its future on Wall Street, with the digital scrapbooking site on Friday filing for an initial public offering of stock. It follows a similar filing with securities regulators earlier this month by ride-hailing company Lyft in what is shaping up to be a busy...
Read More
FILE - In this June 14, 2018, file photo, Tesla CEO Elon Musk speaks at a news conference in Chicago. Attorneys tell a federal judge that Tesla CEO Elon Musk shouldn't be found in contempt because he didn't violate a securities fraud settlement. The attorneys wrote in documents filed Monday night, March 11, 2019, that a Feb. 19 tweet by Musk merely restated prior disclosures on electric car production volumes. (AP Photo/Kiichiro Sato, File)
March 19, 2019 - 8:58 am
DETROIT (AP) — U.S. securities regulators countered Tesla CEO Elon Musk's contempt-of-court defense Monday night, writing in court papers that he brazenly disregarded a federal judge's order and that one of his arguments "borders on the ridiculous." Lawyers for the Securities and Exchange...
Read More

Pages